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Risk & Portfolio Construction Formula

Jensen's Alpha Formula

Jensen's alpha is the portfolio's realized return minus the return the Capital Asset Pricing Model says it should have earned given its beta. A positive alpha means the manager delivered more than market exposure alone would justify; a negative alpha means they fell short of fair compensation for the risk taken.

By AI Fin Hub Research · AI Fin Hub Team
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Formula

Copy the exact expression or work through it step by step below.

alpha = R_p - [ R_f + beta_p x (R_m - R_f) ]

Variables

R_p

Portfolio return

The realized return of the portfolio over the measurement period.

R_f

Risk-free rate

Return on a near-riskless asset over the same period. It anchors the CAPM expected return.

beta_p

Portfolio beta

Systematic risk of the portfolio relative to the market. It scales the market risk premium to the portfolio's exposure.

R_m

Market return

Return on the broad market benchmark over the period.

R_m - R_f

Market risk premium

Compensation the market paid for bearing systematic risk. Multiplied by beta it gives the portfolio's CAPM-expected risk premium, which alpha measures the result against.

Step By Step

  1. 1

    Gather the portfolio return, risk-free rate, market return, and the portfolio beta over the same period.

    Portfolio 14%, risk-free 3%, market 10%, beta 1.1.

  2. 2

    Compute the market risk premium as market return minus risk-free rate.

    10% - 3% = 7%.

  3. 3

    Scale the risk premium by beta and add the risk-free rate to get the CAPM-expected return.

    3% + 1.1 x 7% = 3% + 7.7% = 10.7%.

  4. 4

    Subtract the CAPM-expected return from the realized portfolio return.

    14% - 10.7% = 3.3% alpha.

Worked Example

Active fund evaluated against the market with CAPM

Portfolio return

14%

Market return

10%

Risk-free rate

3%

Beta

1.1

CAPM-expected return = 0.03 + 1.1 x (0.10 - 0.03) = 0.03 + 1.1 x 0.07 = 0.03 + 0.077 = 0.107 = 10.7%. Jensen's alpha = 0.14 - 0.107 = 0.033 = 3.3%.

Jensen's alpha of +3.3%. The fund returned 14% while CAPM said a beta-1.1 portfolio should have returned only 10.7% in this market, so the manager added 3.3 percentage points beyond fair compensation for systematic risk. Statistical significance still depends on the standard error of the estimated alpha over the sample.

Common Variations

Multifactor alpha: extends the single-market regression to Fama-French or Carhart factors, so size, value, and momentum exposures are not mistaken for skill.
Appraisal ratio: divides alpha by the standard deviation of the regression residuals to judge alpha per unit of idiosyncratic risk.
Information ratio: a benchmark-relative cousin using active return over tracking error rather than CAPM-relative excess.

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Planning estimates only — not financial, tax, or investment advice.