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Risk & Portfolio Construction Formula

Information Ratio Formula

The information ratio is the active return of a portfolio relative to its benchmark divided by the tracking error, the standard deviation of that active return. It measures how much excess return a manager generates per unit of benchmark-relative risk, and rewards consistency rather than the size of any single bet.

By AI Fin Hub Research · AI Fin Hub Team
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Formula

Copy the exact expression or work through it step by step below.

IR = (R_p - R_b) / TE TE = stdev(R_p - R_b) Annualized: IR_annual = IR_period x sqrt(N)

Variables

R_p

Portfolio return

Per-period return of the active portfolio.

R_b

Benchmark return

Per-period return of the reference benchmark over the same window. The benchmark, not the risk-free rate, is the baseline, which is what distinguishes the information ratio from the Sharpe ratio.

R_p - R_b

Active return

The per-period difference between the portfolio and benchmark, sometimes called excess return relative to benchmark. Its mean is the numerator.

TE

Tracking error

Standard deviation of the active return series. A low tracking error with positive active return signals a manager who beats the benchmark steadily; a high tracking error signals lumpy outperformance.

N

Periods per year

Annualization factor (252 daily, 52 weekly, 12 monthly). The ratio scales by the square root of N under the i.i.d. assumption.

Step By Step

  1. 1

    Compute the active return for each period as portfolio return minus benchmark return.

    Portfolio +1.4% versus benchmark +1.0% in a month gives an active return of +0.4%.

  2. 2

    Take the mean of the active returns across the sample.

    Mean active return of 0.30% per month over 36 months.

  3. 3

    Compute the standard deviation of the active returns to get tracking error.

    Standard deviation of the monthly active returns is 1.2%.

  4. 4

    Divide mean active return by tracking error for the per-period information ratio.

    0.30% / 1.2% = 0.25 per month.

  5. 5

    Annualize by multiplying by the square root of periods per year.

    0.25 x sqrt(12) = 0.866 annualized.

Worked Example

Active equity fund versus its index, monthly data

Mean monthly active return

0.30%

Tracking error (monthly)

1.2%

Periods per year

12

Monthly IR = 0.0030 / 0.012 = 0.25. Annualized = 0.25 x sqrt(12) = 0.25 x 3.464 = 0.866.

Annualized information ratio of about 0.87. Grinold and Kahn treat an IR near 0.5 as good and near 1.0 as exceptional for an active manager, so 0.87 would place this fund toward the upper end of skilled active management.

Common Variations

Sharpe ratio: uses the risk-free rate as the baseline and total volatility as the denominator instead of benchmark-relative terms.
Appraisal ratio: divides Jensen's alpha by the standard deviation of the residual (non-systematic) returns from a factor regression.
Fundamental law of active management: decomposes the information ratio into information coefficient times the square root of breadth, IR = IC x sqrt(breadth).

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Planning estimates only — not financial, tax, or investment advice.